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CIPP
EVALUATION MODEL CHECKLIST
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| Introduction 1. Contractual Agreements 2. Context Evaluation 3. Input Evaluation 4. Process Evaluation 5. Impact Evaluation 6. Effectiveness Evaluation 7. Transportability Evaluation 8. Sustainability Evaluation 9. Metaevaluation 10. The Final Synthesis Report Bibliography Related Checklists |
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| Introduction | |
| The CIPP Evaluation Model is a comprehensive framework for guiding evaluations of programs, projects, personnel, products, institutions, and systems. This checklist, patterned after the CIPP Model, is focused on program evaluations, particularly those aimed at effecting long-term, sustainable improvements. The checklist especially reflects the eight-year evaluation (1994-2002), conducted by the Western Michigan University Evaluation Center, of Consuelo Foundation's values-based, self-help housing and community development program--named Ke Aka Ho'ona--for low income families in Hawaii. Also, It is generally consistent with a wide range of program evaluations conducted by The Evaluation Center in such areas as science and mathematics education, rural education, educational research and development, achievement testing, state systems of educational accountability, school improvement, professional development schools, transition to work, training and personnel development, welfare reform, nonprofit organization services, community development, community-based youth programs, community foundations, and technology. Corresponding to the letters in the acronym CIPP, this model's core parts are context, input, process, and product evaluation. In general, these four parts of an evaluation respectively ask, What needs to be done? How should it be done? Is it being done? Did it succeed? In this checklist, the "Did it succeed?" or product evaluation part is divided into impact, effectiveness, sustainability, and transportability evaluations. Respectively, these four product evaluation subparts ask, Were the right beneficiaries reached? Were their needs met? Were the gains for the beneficiaries sustained? Did the processes that produced the gains prove transportable and adaptable for effective use in other settings? This checklist represents a Fifth Installment of the CIPP Model. The model's first installment--actually before all 4 CIPP parts were introduced-- was published more than 35 years ago (Stufflebeam, 1966) and stressed the need for process as well as product evaluations. The second installment--published a year later (Stufflebeam, 1967)--included context, input, process, and product evaluations and emphasized that goal-setting should be guided by context evaluation, including a needs assessment, and that program planning should be guided by input evaluation, including assessments of alternative program strategies. The third installment (Stufflebeam, D. L., Foley, W. J., Guba, E. G., Hammond, R. L., Merriman, H. O., & Provus, M., 1971) set the 4 types of evaluation within a systems, improvement-oriented framework. The model's fourth installment (Stufflebeam, 1972) showed how the model could and should be used for summative as well as formative evaluation. The model's fifth installment--illustrated by this checklist--breaks out product evaluation into the above-noted four subparts in order to help assure and assess a program's long-term viability. (See Stufflebeam, in press-a and -b.) This checklist is designed to help evaluators evaluate programs with relatively long-term goals. The checklist's first main function is to provide timely evaluation reports that assist groups to plan, carry out, institutionalize, and/or disseminate effective services to targeted beneficiaries. The checklist's other main function is to review and assess a program's history and to issue a summative evaluation report on its merit, worth, and significance and the lessons learned. This checklist has 10 components. The first--contractual agreements to guide the evaluation--is followed by the context, input, process, impact, effectiveness, sustainability, and transportability evaluation components. The last 2 are metaevaluation and the final synthesis report. Contracting for the evaluation is done at the evaluation's outset, then updated as needed. The 7 CIPP components may be employed selectively and in different sequences and often simultaneously depending on the needs of particular evaluations. Especially, evaluators should take into account any sound evaluation information the clients/stakeholders already have or can get from other sources. CIPP evaluations should complement rather than supplant other defensible evaluations of an entity. Metaevaluation (evaluation of an evaluation) is to be done throughout the evaluation process; evaluators also should encourage and cooperate with independent assessments of their work. At the end of the evaluation, evaluators are advised to give their attestation of the extent to which applicable professional standards were met. This checklist's final component provides concrete advice for compiling the final summative evaluation report, especially by drawing together the formative evaluation reports that were issued throughout the evaluation. The concept of evaluation underlying the CIPP Model and this checklist is that evaluations should assess and report an entity's merit, worth, and significance and also present lessons learned. Moreover, CIPP evaluations and applications of this checklist should meet the Joint Committee (1994) standards of utility, feasibility, propriety, and accuracy. The model's main theme is that evaluation's most important purpose is not to prove, but to improve. Timely communication of relevant evaluation findings to the client and right-to-know audiences is another key theme of this checklist. As needed, findings from the different evaluation components should be drawn together and reported periodically, typically once or twice a year. The general process, for each reporting occasion, calls for draft reports to be sent to designated stakeholders about 10 days prior to a feedback workshop. (1) At the workshop the evaluators should use visual aids, e.g., a PowerPoint presentation to brief the client, staff, and other members of the audience. (It is often functional to provide the clients with a copy of the visual aids, so subsequently they can brief members of their boards or other stakeholder groups on the most recent evaluation findings.) Those present at the feedback workshop should be invited to raise questions, discuss the findings, and apply them as they choose. At the workshop's end, the evaluators should summarize the evaluation's planned next steps and future reports; arrange for needed assistance from the client group, especially in data collection; and inquire whether any changes in the data collection and reporting plans and schedule would make future evaluation services more credible and useful. Following the feedback workshop, the evaluators should finalize the evaluation reports, revise the evaluation plan and schedule as appropriate, and transmit to the client and other designated recipients the finalized reports and any revised evaluation plans and schedule. Beyond guiding the evaluator's work, the checklist gives advice for evaluation users. For each of the 10 evaluation components, the checklist provides checkpoints on the left for evaluators and checkpoints on the right for evaluation clients and other users. For more information about the CIPP Model, please consult the references and related checklists listed at the end of this checklist. |
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CIPP evaluations should be grounded in explicit advance agreements with the client, and these should be updated as needed throughout the evaluation. (SeeDaniel Stufflebeam's Evaluation Contracts Checklist at www.wmich.edu/evalctr/checklists) |
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| Evaluator Activities |
Client/Stakeholder Activities--Contracting |
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Context evaluation assesses needs, assets, and problems within a defined environment. |
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| Evaluator Activities | Client/Stakeholder Activities--Program Aims |
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Input evaluation assesses competing strategies and the work plans and budgets of the selected approach. |
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| Evaluator Activities | Client/Stakeholder Activities--Program Planning |
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Process evaluations monitor, document, and assess program activities. |
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| Evaluator Activities |
Client/Stakeholder Activities--Managing and Documenting |
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Impact evaluation assesses a program's reach to the target audience. |
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| Evaluator Activities | Client/Stakeholder Activities--Assessing/Reporting Outcomes |
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Sustainability evaluation assesses the extent to which a program's contributions are successfully institutionalized and continued over time. |
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| Evaluator Activities | Client/Stakeholder Activities--Dissemination |
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| 9. METAEVALUATION (5) Metaevaluation is an assessment of an evaluation's adherence to pertinent standards of sound evaluation (See Stufflebeam, Daniel. Program Evaluations Metaevaluation Checklist. www.wmich.edu/evalctr/checklists) |
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| Evaluator Activities | Client/Stakeholder Activities: Summing Up |
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| BIBLIOGRAPHY | |
| Controller General
of the United States. (2002, January). Government
auditing standards (2002 revision, exposure draft-GAO-02-340G).
Washington, DC: U.S. General Accounting
Office.
Guba, E. G., & Stufflebeam, D. L. (1968). Evaluation: The process of stimulating, aiding, and abetting insightful action. In R. Ingle & W. Gephart (Eds.), Problems in the training of educational researchers. Bloomington, IN: Phi Delta Kappa. Joint Committee on Standards for Educational Evaluation. (1988). The personnel evaluation standards. Newbury Park, CA: Sage. Joint Committee on Standards for Educational Evaluation. (1994). The program evaluation standards. Thousand Oaks, CA: Sage. Shadish, W. R., Newman, D. L., Scheirer, M. A., & Wye, C. (1995). Guiding principles for evaluators. New Directions for Program Evaluation, 66. Stufflebeam, D. L. (1966). A depth study of the evaluation requirement. Theory Into Practice, 5(3), 121-133. Stufflebeam, D. L. (1967, June). The use and abuse of evaluation in Title III. Theory Into Practice 6, 126-133. Stufflebeam, D. L. (1969). Evaluation as enlightenment for decision-making. In H. B. Walcott (Ed.), Improving educational assessment and an inventory of measures of affective behavior (pp. 41-73). Washington, DC: Association for Supervision and Curriculum Development and National Education Association. Stufflebeam, D. L. (1972). The relevance of the CIPP evaluation model for educational accountability. SRIS Quarterly, 5(1). Stufflebeam, D. L. (1973). Evaluation as enlightenment for decision-making. In B. R. Worthen & J. R. Sanders (Eds.), Educational evaluation: Theory and practice. Worthington, OH: Charles A. Jones Publishing Company. Stufflebeam, D. L. (1983). The CIPP model for program evaluation. In G. F. Madaus, M. Scriven, & D. L. Stufflebeam (Eds.), Evaluation models (Chapter 7, pp. 117-141). Boston: Kluwer-Nijhoff. Stufflebeam, D. L. (1985). Stufflebeam's improvement-oriented evaluation. In D. L. Stufflebeam & A. J. Shinkfield (Eds.), Systematic evaluation (Chapter 6, pp. 151-207). Boston: Kluwer-Nijhoff. Stufflebeam, D. L. (1997). Strategies for institutionalizing evaluation: revisited. Occasional Paper Series #18. Kalamazoo, MI: Western Michigan University Evaluation Center. Stufflebeam, D.L. (2000). The CIPP model for evaluation. In D.L. Stufflebeam, G. F. Madaus, & T. Kellaghan, (Eds.), Evaluation models (2nd ed.). (Chapter 16). Boston: Kluwer Academic Publishers. Stufflebeam, D. L. (2001). The metaevaluation imperative. American Journal of Evaluation, 22(2), 183-209. Stufflebeam, D. L. (in press-a). The CIPP model for evaluation. In D. L. Stufflebeam, & T. Kellaghan, (Eds.), The international handbook of educational evaluation (Chapter 2). Boston: Kluwer Academic Publishers. Stufflebeam, D. L. (in press-b). Institutionalizing evaluation in schools. In D. L. Stufflebeam, & T. Kellaghan, (Eds.), The international handbook of educational evaluation (Chapter 34). Boston: Kluwer Academic Publishers. Stufflebeam, D. L., Foley, W. J., Gephart, W. J., Guba, E. G., Hammond, R. L., Merriman, H. O., & Provus, M. (1971). Educational evaluation and decision making (Chapters 3, 7, & 8). Itasca, IL: F. E. Peacock. Stufflebeam, D. L., & Webster, W. J. (1988). Evaluation as an administrative function. In N. Boyan (Ed.), Handbook of research on educational administration (pp. 569-601). White Plains, NY: Longman. |
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Available from the Checklist Project Web site |
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| Checklist for
Negotiating an Agreement to Evaluate an Educational Program by Robert
Stake
Checklist for Developing and Evaluating Evaluation Budgets by Jerry Horn Evaluation Contracts Checklist by Daniel Stufflebeam Evaluation Plans and Operations Checklist by Daniel Stufflebeam Evaluation Values and Criteria Checklist by Daniel Stufflebeam Feedback Workshop Checklist by Arlen Gullickson & Daniel Stufflebeam Guiding Principles Checklist by Daniel Stufflebeam Program Evaluations Metaevaluation Checklist (Based on The Program Evaluation Standards) by Daniel Stufflebeam |
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| Notes | |
| 1. The feedback workshops referenced throughout the checklist are a systematic approach by which evaluators present, discuss, and examine findings with client groups. See the Feedback Workshop Checklist. 2. Applications of the CIPP Model have typically included evaluation team members who spend much time at the program site systematically observing and recording pertinent information. Called Traveling Observers when program sites are dispersed or Resident Observers when program activities are all at one location, these evaluators help design and subsequently work from a specially constructed Traveling Observer's Handbook containing prescribed evaluation questions, procedures, forms, and reporting formats. Such handbooks are tailored to the needs of the particular evaluation. While the observers focus heavily on context and process evaluations, they may also collect and report information on program plans, costs, impacts, effectiveness, sustainability, and transportability. 3. Whereas each of the seven evaluation components includes a reporting function, findings from the different components are not necessarily presented in separate reports. Depending on the circumstances of a particular reporting occasion, availability of information from different evaluation components, and the needs and preferences of the audience, information across evaluation components may be combined in one or more composite reports. Especially, process, impact, and effectiveness information are often combined in a single report. The main point is to design and deliver evaluation findings so that the audience's needs are served effectively and efficiently. 4. A goal-free evaluator is a contracted evaluator who, by agreement, is prevented from learning a program's goals and is charged to assess what the program is actually doing and achieving, irrespective of its aims. This technique is powerful for identifying side effects, or unintended outcomes, both positive and negative, also for describing what the program is actually doing, irrespective of its stated procedures. 5. See the RELATED CHECKLISTS to identify a number of checklists designed to guide metaevaluations. |
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| This checklist is being provided as a free service to the user. The provider of the checklist has not modified or adapted the checklist to fit the specific needs of the user and the user is executing his or her own discretion and judgment in using the checklist. The provider of the checklist makes no representations or warranties that this checklist is fit for the particular purpose contemplated by user and specifically disclaims any such warranties or representations. | |